1
|
NAME OF REPORTING PERSON
Karpus Investment Management
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
9,503,481
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
10,750,731
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,750,731
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.10%
|
||
14
|
TYPE OF REPORTING PERSON
IA
|
1
|
NAME OF REPORTING PERSON
George W. Karpus
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC, PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
*
|
|
8
|
SHARED VOTING POWER
13,350
*
|
||
9
|
SOLE DISPOSITIVE POWER
0
*
|
||
10
|
SHARED DISPOSITIVE POWER
13,350
*
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,350
*
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 2.
|
Identity and Background.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 5.
|
Interest in Securities of the Issuer.
|
A
..
|
Karpus Investment Management
|
|
(a)
|
As of the close of business on
April 29, 2020
,
Karpus Investment Management
beneficially owned
10,750,731
Shares held in the Accounts.
|
|
(b)
|
1. Sole power to vote or direct vote:
9,503,481
|
|
2. Shared power to vote or direct vote:
0
|
|
3. Sole power to dispose or direct the disposition:
10,750,731
|
|
4. Shared power to dispose or direct the disposition:
0
|
|
(c)
|
The transactions in the Shares by
Karpus Investment Management
over the last 60 days are set forth in Schedule B and incorporated herein by reference.
|
B
..
|
George W. Karpus
|
|
(a)
|
As of the close of business on
April 29, 2020,
George W. Karpus
may be deemed to beneficially own the
13,350
Shares held in the Karpus Entity.
|
|
(b)
|
1. Sole power to vote or direct vote:
0
|
|
2. Shared power to vote or direct vote:
13,350
|
|
3. Sole power to dispose or direct the disposition:
0
|
|
4. Shared power to dispose or direct the disposition:
13,350
|
|
(c)
|
Neither
George W. Karpus
nor the Karpus Entity had any transactions in the Shares for the past 60 days.
|
KARPUS MANAGEMENT, INC.
|
|||
By:
|
/s/ Jodi Hedberg
|
||
Name:
|
Jodi Hedberg
|
||
Title:
|
Chief Compliance Officer
|
Name
|
Position & Present Principal Occupation
|
Business Address
|
Shares Owned
|
George W. Karpus
|
President, CEO, and Chairman of the Board
|
183 Sully’s Trail, Pittsford, New York 14534
|
See Above
|
Kathleen Finnerty Crane
|
Chief Financial Officer
|
183 Sully’s Trail, Pittsford, New York 14534
|
150
Shares
|
Dana R. Consler
|
Executive Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Thomas M. Duffy
|
Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Sharon L. Thornton
|
Executive Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Daniel L. Lippincott, CFA
|
Sr. Tax-Sensitive Manager and Director of Investment Personnel
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Nature of the Transaction
|
Securities
Purchased/(Sold)
|
Price Per
Share($)
|
Date of
Purchase / Sale
|
Purchase of Common Stock
|
3,437
|
$9.35
|
3/4/2020
|
Sale of Common Stock
|
(100)
|
$9.64
|
3/5/2020
|
Purchase of Common Stock
|
4,412
|
$9.45
|
3/6/2020
|
Purchase of Common Stock
|
800
|
$9.25
|
3/9/2020
|
Purchase of Common Stock
|
11,851
|
$8.89
|
3/12/2020
|
Purchase of Common Stock
|
25,218
|
$8.42
|
3/16/2020
|
Purchase of Common Stock
|
3,947
|
$8.49
|
3/17/2020
|
Purchase of Common Stock
|
21,169
|
$8.16
|
3/18/2020
|
Purchase of Common Stock
|
132
|
$8.16
|
3/19/2020
|
Purchase of Common Stock
|
9,337
|
$8.30
|
3/20/2020
|
Purchase of Common Stock
|
123,911
|
$8.02
|
3/23/2020
|
Purchase of Common Stock
|
8,550
|
$7.93
|
3/24/2020
|
Purchase of Common Stock
|
8,304
|
$8.09
|
3/25/2020
|
Sale of Common Stock
|
(675)
|
$8.12
|
3/26/2020
|
Sale of Common Stock
|
(150)
|
$8.10
|
3/27/2020
|
Purchase of Common Stock
|
100
|
$8.28
|
3/30/2020
|
Purchase of Common Stock
|
5,225
|
$8.26
|
3/31/2020
|
Purchase of Common Stock
|
3,600
|
$8.30
|
4/1/2020
|
Sale of Common Stock
|
(1,000)
|
$8.40
|
4/2/2020
|
Sale of Common Stock
|
(5,800)
|
$8.67
|
4/6/2020
|
Purchase of Common Stock
|
4,950
|
$8.96
|
4/9/2020
|
Sale of Common Stock
|
(5,475)
|
$8.90
|
4/21/2020
|
Purchase of Common Stock
|
512,134
|
$9.00
|
4/23/2020
|
Purchase of Common Stock
|
635,000
|
$9.10
|
4/29/2020
|
Purchase of Common Stock
|
635,000
|
$9.10
|
4/29/2020
|
|
|
|
|
|
|
|
|